Rules of the Road
Give-way and stand-on obligations, vessel hierarchy, and the three encounter types that define every interaction at sea
Give-Way and Stand-On Vessels
Every vessel interaction under COLREGS assigns one vessel the responsibility to give way and the other to stand on. These two roles have specific, mandatory behaviors โ and understanding them is the foundation of collision avoidance.
The give-way vessel is required to take early and substantial action to keep well clear. 'Early' means acting before the situation becomes close; 'substantial' means altering course or speed in a way that is obvious to the other vessel. A small alteration of 5 degrees made at the last moment is not substantial โ it may not even be visible to the other vessel. The give-way vessel should make its maneuver unambiguous.
The stand-on vessel is required to maintain its course and speed. This is not passive permission to continue โ it is an obligation. A stand-on vessel that alters course or speed unnecessarily makes the interaction unpredictable and may actually create the collision that the rules are designed to prevent. The other vessel is counting on the stand-on vessel's behavior to be predictable.
The escape clause (Rule 17): if the give-way vessel is clearly not acting to avoid collision and risk of collision exists, the stand-on vessel is then permitted โ and eventually required โ to take action to avoid collision by its own maneuver alone. At that point, if possible, the stand-on vessel should not alter to port toward the give-way vessel on the port side.
The most dangerous assumption in collision avoidance is that the other vessel knows it is the give-way vessel and is acting accordingly. Always verify: watch for a change in bearing (does the other vessel's bearing change โ is the angle between you changing?). If bearing is constant and distance is closing, risk of collision exists regardless of who has right of way. Both vessels have a duty to take action before it becomes unavoidable.
What is the primary obligation of a give-way vessel?
Why is a stand-on vessel required to maintain its course and speed, rather than being merely permitted to?
Vessel Hierarchy: The Order of Right of Way
COLREGS establishes a hierarchy of vessels based on their ability to maneuver. Vessels that are less maneuverable have greater right of way. This is the sequence from highest to lowest priority:
1. Vessel Not Under Command (NUC): a vessel unable to maneuver as required by the rules due to exceptional circumstances (engine failure, loss of steering, broken rudder). Displays two red lights vertically, or two black balls by day.
2. Vessel Restricted in Ability to Maneuver (RAM): a vessel that by the nature of its work is restricted in its ability to maneuver โ includes dredgers, cable-laying vessels, mine-clearance vessels, and vessels conducting replenishment at sea. Displays red-white-red lights vertically, or ball-diamond-ball by day.
3. Vessel Constrained by Draft (CBD): a power-driven vessel that due to its deep draft in relation to available channel depth cannot deviate from its course. Displays three red lights vertically, or a cylinder by day. Note: this category applies only in international rules, not inland.
4. Vessel Engaged in Fishing: a vessel that is actively fishing with gear that restricts maneuverability (trawls, nets) โ not a recreational vessel with a fishing pole. Displays two lights green-over-white (trawling) or red-over-white (other fishing), or a cone pointing down by day.
5. Sailing Vessel Under Sail: a vessel proceeding under sail only, with no engine assistance. The moment a sailing vessel starts its engine and uses it for propulsion โ even if sails are set โ it becomes a power-driven vessel for the purposes of the rules.
6. Power-Driven Vessel: all other vessels under engine power, including sailboats under engine. At the bottom of the hierarchy but still with rights against vessels above it โ the hierarchy runs both directions.
Critical nuance: a sailing vessel is not the sovereign of the sea. Rule 18 specifies that sailing vessels must still keep clear of NUC, RAM, CBD, and fishing vessels. And Rule 9 and 10 override the general hierarchy in narrow channels and traffic separation schemes.
A common misconception: sailing vessels do not automatically have right of way over everything. A large commercial vessel in a dredged channel is constrained by draft and cannot maneuver freely. A sailing vessel in that same channel must give way regardless of the general hierarchy. Rule 9 (narrow channels) requires vessels capable of safe passage in the channel to not impede vessels that can only navigate safely in the channel.
A sailboat has its engine running and sails set. Under COLREGS, how is it classified?
Which vessel has the greatest right of way under the COLREGS hierarchy?
You are sailing down a buoyed channel. A large freighter is proceeding in the same direction. The freighter is constrained by draft in the channel. What is your obligation?
The Three Encounter Types
COLREGS defines three specific encounter situations between vessels in sight of each other, each with prescribed rules for who gives way and what action is required.
Head-On (Rule 14): two power-driven vessels meeting on reciprocal or nearly reciprocal courses such that there is risk of collision. Both vessels are required to alter course to starboard, so each passes the other on its port side. This is the only rule where both vessels simultaneously give way. The rule applies when vessels are approaching 'end-on or nearly end-on' โ when neither vessel's masthead light is visible with a clear bearing preference to one side. When in doubt about a head-on vs. crossing situation, treat it as head-on and alter to starboard.
Crossing (Rule 15): two power-driven vessels crossing such that risk of collision exists. The vessel that has the other on its starboard side is the give-way vessel. It must take action to avoid passing ahead of the stand-on vessel. A useful memory aid: imagine a car at an intersection โ you yield to traffic coming from your right.
Overtaking (Rule 13): any vessel overtaking another โ coming up from a direction more than 22.5 degrees abaft the beam of the vessel ahead โ must keep out of the way until finally past and clear. Critically: the overtaking rule applies regardless of vessel type. A sailing vessel overtaking a power-driven vessel must give way to the power-driven vessel. The overtaking vessel must keep clear and stay clear until fully past.
Sailing vessels (Rule 12): when two sailing vessels are approaching each other, the rules are different. The vessel on the port tack gives way to the vessel on the starboard tack. If both are on the same tack, the vessel to windward gives way. If the vessel on the port tack cannot determine which tack the other vessel is on (perhaps at night), it gives way to the other. These rules assume both vessels are under sail with no engine.
Narrow channels and traffic separation schemes override the general encounter rules. Rule 9 requires vessels to keep to the starboard side of a narrow channel, and a vessel that can only safely navigate in the channel has additional right-of-way protection. Traffic Separation Schemes (Rule 10) have specific requirements about how to enter, exit, and cross shipping lanes.
The crossing rule can be remembered with the mnemonic: 'Red to red โ no dread. Red to green โ dangerous scene.' When you see another vessel's red sidelight (port light), you are looking at its port side โ the other vessel is to your port, meaning you have the other vessel on your starboard, so you are the stand-on vessel. When you see the green light, the other vessel is to your starboard, and you are the give-way vessel.
Two power-driven vessels are approaching head-on. What action does Rule 14 require?
You are sailing on a port tack in open water. Another sailing vessel is approaching on a starboard tack. Who gives way?
A sailing vessel under sail is overtaking a power-driven vessel. Under COLREGS, who must give way?
Summary
The give-way vessel must take early and substantial action to keep well clear. The stand-on vessel must maintain course and speed โ this is an obligation, not a passive right.
The vessel hierarchy (NUC โ RAM โ CBD โ fishing โ sailing โ power) reflects maneuverability. Less maneuverable vessels have greater right of way.
A sailing vessel using its engine is classified as a power-driven vessel, regardless of whether sails are set.
Three encounter types: head-on (both alter to starboard), crossing (vessel with other on starboard is give-way), overtaking (overtaking vessel always keeps clear regardless of type).
Rule 9 (narrow channels) and Rule 10 (TSS) override the general hierarchy. A vessel that can only navigate safely in a channel has additional protection.
Constant bearing + decreasing range = risk of collision. Watch the bearing, not just the distance.
Key Terms
- Give-Way Vessel
- The vessel required by COLREGS to take early and substantial action to keep well clear of the stand-on vessel. Determined by the encounter type (head-on, crossing, overtaking) and vessel hierarchy.
- Stand-On Vessel
- The vessel required to maintain its course and speed, allowing the give-way vessel to predict its position. May take action if the give-way vessel clearly fails to act.
- Vessel Not Under Command (NUC)
- A vessel unable to maneuver as required due to exceptional circumstances โ engine failure, loss of steering, etc. Highest right of way in the hierarchy. Displays two red lights vertically.
- Vessel Restricted in Ability to Maneuver (RAM)
- A vessel whose work restricts its ability to maneuver (dredging, cable-laying, replenishment at sea). Displays red-white-red lights vertically or ball-diamond-ball shapes.
- Vessel Constrained by Draft (CBD)
- A power-driven vessel in international waters that cannot deviate from its course due to draft relative to available water depth. International rules only โ no inland equivalent.
- Head-On Situation (Rule 14)
- Two power-driven vessels meeting on reciprocal courses. Both must alter to starboard to pass port-to-port.
- Crossing Situation (Rule 15)
- Two power-driven vessels crossing with risk of collision. The vessel with the other on its starboard side is the give-way vessel.
- Overtaking (Rule 13)
- Any vessel coming up on another from more than 22.5 degrees abaft the beam of the vessel ahead. The overtaking vessel must always keep clear, regardless of vessel type.
Rules of the Road โ Quiz
You are a power-driven vessel. Another power-driven vessel is approaching from your starboard side at a crossing angle. Who is the give-way vessel?
The give-way vessel has failed to take action and a collision is imminent. What may the stand-on vessel do?
A sailing vessel is sailing downwind and overtakes a slower power-driven vessel. Under COLREGS:
Two sailing vessels are approaching. Vessel A is on starboard tack. Vessel B is on port tack. Who has right of way?
Two power-driven vessels are approaching head-on with a risk of collision. What is the correct action?
References & Resources
Related Links
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USCG โ Navigation Rules, International and Inland
Official USCG publication of the full navigation rules with commentary on Rules 12โ18.
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Chapman Piloting โ Rules of the Road Chapter
The standard US seamanship reference with extensive coverage of COLREGS encounter situations.
Downloads
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Vessel Encounter Quick-Reference Card PDF
A laminated-ready reference card summarizing give-way/stand-on rules for all three encounter types and the vessel hierarchy.